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CHIN LOK WAH

錢洛樺
ID4740Licence activeTechnical representative (agent)General + Long Term (incl. investment-linked)
Licence no
ID4740
Type
Technical representative (agent)
Status
Licence active
Line of business
General + Long Term (incl. investment-linked)
Valid from
2021-07-01
Valid to
2027-06-30

Contact & address

Address (EN)
11/F, The Center, 99 Queen's Road, Central, Hong Kong
Address (中)
11/F, The Center, 99 Queen's Road, Central, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FA3000DBS BANK (HONG KONG) LIMITED
星展銀行(香港)有限公司		General & Long Term Business (including Linked Long Term Business)Active2021-10-01—
FA3003NANYANG COMMERCIAL BANK, LIMITED
南洋商業銀行有限公司		General & Long Term Business (including Linked Long Term Business)Ended2021-07-012021-09-06
FA3003NANYANG COMMERCIAL BANK, LIMITED
南洋商業銀行有限公司		General & Long Term Business (including Linked Long Term Business)Ended—2021-07-01

Disciplinary / public actions 1

actionDate
1691164800000
actionTaken
1003
actionTakenEN
Pecuniary penalty of HK$1,800 for non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021
actionTakenTC
罰款港幣$1,800 [未能符合2019-2021評估年度持續專業培訓計劃要求]
actionTakenSC
罚款港币$1,800 [未能符合2019-2021评估年度持续专业培训计划要求]
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]