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KWOK YAN TING

郭欣婷
IC5564Licence activeTechnical representative (agent)General + Long Term (incl. investment-linked)
Licence no
IC5564
Type
Technical representative (agent)
Status
Licence active
Line of business
General + Long Term (incl. investment-linked)
Valid from
2021-07-29
Valid to
2027-07-28

Contact & address

Address (EN)
151 Des Voeux Road Central, Central, Hong Kong
Address (中)
151 Des Voeux Road Central, Central, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FA3003NANYANG COMMERCIAL BANK, LIMITED
南洋商業銀行有限公司		General & Long Term Business (including Linked Long Term Business)Active2025-11-30—
FA3485OCBC BANK (HONG KONG) LIMITED
華僑銀行(香港)有限公司		General & Long Term Business (including Linked Long Term Business)Ended2021-07-292025-07-02
FA3485OCBC BANK (HONG KONG) LIMITED
華僑銀行(香港)有限公司		General & Long Term Business (including Linked Long Term Business)Ended—2021-07-29

Disciplinary / public actions 1

actionDate
1761840000000
actionTaken
3470
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2024-2025 assessment period.
actionTakenTC
因未能遵守2024-2025評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照 (最少3個月)
actionTakenSC
因未能遵守2024-2025评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照 (最少3个月)
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