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Tang Siu Ning

鄧少寧
IA9211Licence activeTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA9211
Type
Technical representative (broker)
Status
Licence active
Line of business
General + Long Term (incl. investment-linked)
Valid from
2021-09-13
Valid to
2027-09-12

Contact & address

Address (EN)
15/F Wayson Commerical House 68 Lockhart Road Wanchai HK
Address (中)
15/F Wayson Commerical House 68 Lockhart Road Wanchai HK

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1603Money Concepts (Asia) Holdings Limited
美國萬利理財控股有限公司
General & Long Term Business (including Linked Long Term Business)Active2024-11-26
FB1229MCM Wealth Management (Hong Kong) Limited
萬德財富管理(香港)有限公司
General & Long Term Business (including Linked Long Term Business)Ended2024-11-262026-06-15
FB1229MCM Wealth Management (Hong Kong) Limited
萬德財富管理(香港)有限公司
General & Long Term Business (including Linked Long Term Business)Ended2021-04-262021-09-13

Licence conditions 1

effectDate
1768492800000
condition
(1) The licensee shall not, and shall not hold himself out to: (a) negotiate or arrange any new contract of insurance; (b) invite or induce, or attempt to invite or induce, a person to enter into any new contract of insurance; (c) invite or induce, or attempt to invite or induce, any person to make a decision to make an application or proposal for a new contract of insurance; and (d) give regulated advice on making an application or proposal for a new contract of insurance. (2) The licensee shall not receive or hold any monies as specified in section 71(2) of the Insurance Ordinance (Cap. 41) (i.e. (a) monies received by a licensed insurance broker company from or on behalf of a policy holder or potential policy holder for or on account of an insurer in connection with a contract of insurance; and (b) monies received by a licensed insurance broker company from or on behalf of an insurer for or on account of a policy holder or potential policy holder).
conditionTc
(1) 持牌人不得進行及不得顯示自己可進行以下活動: (a) 洽談或安排任何新的保險合約; (b) 邀請或誘使任何人訂立任何新的保險合約,或企圖邀請或誘使任何人訂立任何新的保險合約; (c) 邀請或誘使任何人就任何新的保險合約提出申請或作出建議而作出關鍵決定,或企圖邀請或誘使任何人就任何新的保險合約提出申請或作出建議而作出關鍵決定; (d) 就任何新的保險合約提出申請或作出建議而提供受規管意見。 (2) 持牌人不得收取或持有保險業條例 (第41章) 第71 (2)條指明的任何款項(即(a)有關保險經紀公司在與某保險合約相關的情況下,從某保單持有人或潛在的保單持有人( 或代某保單持有人或潛在的保單持有人) 為某保險人或代某保險人收取的;及(b)有關保險經紀公司從某保險人或代某保險人為某保單持有人或潛在的保單持有人( 或代某保單持有人或潛在的保單持有人) 收取的)。
conditionSc
(1) 持牌人不得进行及不得显示自己可进行以下活动: (a) 洽谈或安排任何新的保险合约; (b) 邀请或诱使任何人订立任何新的保险合约,或企图邀请或诱使任何人订立任何新的保险合约; (c) 邀请或诱使任何人就任何新的保险合约提出申请或作出建议而作出关键决定,或企图邀请或诱使任何人就任何新的保险合约提出申请或作出建议而作出关键决定; (d) 就任何新的保险合约提出申请或作出建议而提供受规管意见。 (2) 持牌人不得收取或持有保险业条例 (第41章) 第71 (2)条指明的任何款项(即(a)有关保险经纪公司在与某保险合约相关的情况下,从某保单持有人或潜在的保单持有人( 或代某保单持有人或潜在的保单持有人) 为某保险人或代某保险人收取的;及(b)有关保险经纪公司从某保险人或代某保险人为某保单持有人或潜在的保单持有人( 或代某保单持有人或潜在的保单持有人) 收取的)。