SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. 上海浦東發展銀行股份有限公司
Long Term Business (excluding Linked Long Term Business)
有效
2021-01-12
—
紀律 / 公開處分 1
actionDate
1691164800000
actionTaken
1054
actionTakenEN
1. Pecuniary penalty of HK$2,400
2. Suspension of licence for 3 months (at a minimum) and until the shortfall in CPD hours for the combined CPD assessment periods of 2019-2021 have been rectified and the pecuniary penalty has been paid
[Non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021]