Mighty Divine Insurance Brokers Limited

1761580800000

(1) The licensee is restricted from carrying on, or holding out to carry on, any regulated activities under the Insurance Ordinance (Cap. 41) (“IO”); (2) Without prejudice to the generality of condition (1) above, and subject to condition (3) below, the licensee shall not receive, hold, or deal with any monies as specified in section 71(2) of the IO (i.e. (a) monies received by the company from or on behalf of a policy holder or potential policy holder for or on account of an insurer in connection with a contract of insurance; and (b) monies received by the company from or on behalf of an insurer for or on account of a policy holder or potential policy holder.) (“Client Monies”); and (3) The licensee may be involved in arranging the transfer, remittance or payment of, or otherwise deal with, Client Monies in accordance with the requirements under the IO and the Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules (Cap. 41L), provided that (i) it acts in compliance with all applicable laws and regulatory requirements; and (ii) it has obtained the prior written consent of the Insurance Authority.

(1) 持牌人不得進行及不得顯示自己進行《保險業條例》(第41章) (“條例”)規定的任何受規管活動； (2) 在不影響上述條件 (1) 的一般性的前提下，並受下述條件(3)所規限，持牌人不得收取、持有或處理條例第 71(2) 條指明的的任何款項（即 (a) 有關公司從或代表保單持有人或潛在的保單持有人在與保險合約相關的情況下為保險人或代保險人收取的款項；及 (b) 有關公司從或代表保險人為保單持有人或潛在的保單持有人或代保單持有人或潛在的保單持有人收取的款項。）（”客户款項”）；及 (3) 持牌人可根據條例及《保險業(持牌保險經紀公司的財務及其他要求)規則》(第41L章) 的規定，參與安排客戶款項的轉帳、匯款或支付，或以其他方式處理客戶款項，惟須（i）遵守所有適用法例及監管要求；及（ii）已獲得保險業監管局的事先書面同意。

(1) 持牌人不得进行及不得显示自己进行《保险业条例》(第41章) (“条例”)规定的任何受规管活动； (2) 在不影响上述条件 (1) 的一般性的前提下，并受下述条件(3)所规限，持牌人不得收取、持有或处理条例第 71(2) 条指明的的任何款项（即 (a) 有关公司从或代表保单持有人或潜在的保单持有人在与保险合约相关的情况下为保险人或代保险人收取的款项；及 (b) 有关公司从或代表保险人为保单持有人或潜在的保单持有人或代保单持有人或潜在的保单持有人收取的款项。）（”客户款项”）；及 (3) 持牌人可根据条例及《保险业(持牌保险经纪公司的财务及其他要求)规则》(第41L章) 的规定，参与安排客户款项的转账、汇款或支付，或以其他方式处理客户款项，惟须（i）遵守所有适用法例及监管要求；及（ii）已获得保险业监管局的事先书面同意。