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LI HANQI

李涵琪
JG5736Licence active SuspendedTechnical representative (broker)Long Term (excl. linked)
Licence no
JG5736
Type
Technical representative (broker)
Status
Licence active
Line of business
Long Term (excl. linked)
Valid from
2024-02-20
Valid to
2027-02-19

Contact & address

Address (EN)
26/F, CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong
Address (中)
26/F, CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 1 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
GB1050CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司		Long Term Business (excluding Linked Long Term Business)Active2024-02-20—

Disciplinary / public actions 1

actionDate
1786032000000
actionTaken
3751
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2025-2026 assessment period.
actionTakenTC
因未能遵守2025-2026評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2025-2026评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
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