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Li Kwan To

李昀陶
JE5101Inactive / lapsedTechnical representative (broker)General + Long Term (excl. linked)
Licence no
JE5101
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (excl. linked)
Valid from
2023-10-11
Valid to
2024-04-12

Contact & address

Address (EN)
28/F, Devon House, Taikoo Place, 979 King’s Road, Quarry Bay
Address (中)
28/F, Devon House, Taikoo Place, 979 King’s Road, Quarry Bay

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1049Mercer (Hong Kong) Limited
美世(香港)有限公司
General & Long Term Business (excluding Linked Long Term Business)Ended2023-10-112024-04-02
FWD Life Insurance Company (Bermuda) Limited
富衛人壽保險(百慕達)有限公司
Long Term Business (excluding Linked Long Term Business)Ended2022-07-272023-03-13

Disciplinary / public actions 1

actionDate
1704384000000
actionTaken
2596
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2022-2023 assessment period
actionTakenTC
因未能遵守2022 -2023評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2022 -2023评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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