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Lam Kai Man

林佳敏
JD7035Inactive / lapsedTechnical representative (broker)Long Term (excl. linked)
Licence no
JD7035
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
Long Term (excl. linked)
Valid from
2021-11-01
Valid to
2025-07-18

Contact & address

Address (EN)
AGBA Tower, 68 Johnston Road, Wan Chai, Hong Kong
Address (中)
AGBA Tower, 68 Johnston Road, Wan Chai, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 1 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1452OnePlatform Wealth Management Limited
環一財富管理有限公司		Long Term Business (excluding Linked Long Term Business)Ended2022-03-212025-05-29

Disciplinary / public actions 1

actionDate
1685635200000
actionTaken
727
actionTakenEN
1.Fine 2.Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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