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So Ho Yin

蘇浩賢
JD5395Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
JD5395
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2021-09-10
Valid to
2026-03-04

Contact & address

Address (EN)
Room 4402,Lee Garden One,33 Hysan Avenue,Causeway Bay , Hong Kong
Address (中)
Room 4402,Lee Garden One,33 Hysan Avenue,Causeway Bay , Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 1 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1770WRISE Financial Services Limited
昇世理財服務有限公司		General & Long Term Business (including Linked Long Term Business)Ended2024-06-122025-09-05

Disciplinary / public actions 1

actionDate
1727625600000
actionTaken
2951
actionTakenEN
Fine for non-compliance with CPD requirements for 2023-2024 assessment period
actionTakenTC
因未能遵守2023-2024評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2023-2024評核期的持續專業培訓規定而被罰款
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