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Liu Yimiao

劉漪淼
JD4165Licence activeTechnical representative (broker)Long Term (excl. linked)
Licence no
JD4165
Type
Technical representative (broker)
Status
Licence active
Line of business
Long Term (excl. linked)
Valid from
2024-09-25
Valid to
2027-09-24

Contact & address

Address (EN)
Room 1109-1110, Floor 11, Tower 2, Silvercord, 30 Canton Road, TST, Kowloon, HKSAR
Address (中)
Room 1109-1110, Floor 11, Tower 2, Silvercord, 30 Canton Road, TST, Kowloon, HKSAR

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 1 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1654Kingstone International Wealth Management Ltd.
景淳國際創富理財有限公司
Long Term Business (excluding Linked Long Term Business)Active2024-09-25

Disciplinary / public actions 1

actionDate
1721923200000
actionTaken
3230
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2022-2023 assessment period
actionTakenTC
因未能遵守2022 -2023評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2022 -2023评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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