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Lee Tsz Ho Herman

李梓浩
JD3222Inactive / lapsedTechnical representative (broker)Long Term (incl. investment-linked)
Licence no
JD3222
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
Long Term (incl. investment-linked)
Valid from
2021-07-20
Valid to
2024-01-02

Contact & address

Address (EN)
23/F, Hopewell Centre, 183 Queen's Road East, Wan Chai, HK
Address (中)
23/F, Hopewell Centre, 183 Queen's Road East, Wan Chai, HK

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 1 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1452OnePlatform Wealth Management Limited
環一財富管理有限公司
Long Term Business (including Linked Long Term Business)Ended2021-12-302023-07-06

Disciplinary / public actions 1

actionDate
1693238400000
actionTaken
1841
actionTakenEN
1.Fine 2.Prohibition from applying to be licensed (for a minimum of 3 months) for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被 1. 罰款 2. 禁止申請牌照 (最少3個月)
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被 1. 罚款 2. 禁止申请牌照 (最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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