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Lo Yuet Ning

盧玥甯
JC8705Licence activeTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
JC8705
Type
Technical representative (broker)
Status
Licence active
Line of business
General + Long Term (incl. investment-linked)
Valid from
2024-07-08
Valid to
2027-07-07

Contact & address

Address (EN)
9/F, 262 Gloucester Rd, Causeway Bay
Address (中)
9/F, 262 Gloucester Rd, Causeway Bay

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1564Dynasty Financial Group Limited
尊尚理財集團有限公司		General & Long Term Business (including Linked Long Term Business)Active2024-07-08—
—QBE Hongkong & Shanghai Insurance Limited
昆士蘭聯保保險有限公司		General BusinessEnded2021-05-192024-05-10

Disciplinary / public actions 1

actionDate
1694188800000
actionTaken
1949
actionTakenEN
Fine for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被罚款
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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