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Chan Ngai Wan

陳藝云
JC8447Licence activeTechnical representative (broker)Long Term (incl. investment-linked)
Licence no
JC8447
Type
Technical representative (broker)
Status
Licence active
Line of business
Long Term (incl. investment-linked)
Valid from
2024-02-09
Valid to
2027-02-08

Contact & address

Address (EN)
32/F, The. Enter, 99 Queen’s Road Central, Hong Kong
Address (中)
32/F, The. Enter, 99 Queen’s Road Central, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1753Raffles Capital Holdings Limited
萬方資本集團有限公司
Long Term Business (including Linked Long Term Business)Active2025-07-10
FB1452OnePlatform Wealth Management Limited
環一財富管理有限公司
General & Long Term Business (including Linked Long Term Business)Ended2022-05-232023-05-14

Disciplinary / public actions 1

actionDate
1704816000000
actionTaken
2589
actionTakenEN
1. Fine 2. Prohibition from applying to be licensed (for a minimum of 3 months) for non-compliance with CPD requirements for 2022-2023 assessment period
actionTakenTC
因未能遵守2022 -2023評核期的持續專業培訓規定而被 1. 罰款 2. 禁止申請牌照 (最少3個月)
actionTakenSC
因未能遵守2022 -2023评核期的持续专业培训规定而被 1. 罚款 2. 禁止申请牌照 (最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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