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LUK Tan

陸丹
JC4879Inactive / lapsedTechnical representative (broker)General + Long Term (excl. linked)
Licence no
JC4879
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (excl. linked)
Valid from
2020-12-24
Valid to
2023-01-26

Contact & address

Address (EN)
Unit 5805, 58/F, The Center, 99 Queen's Road Central, Hong Kong
Address (中)
Unit 5805, 58/F, The Center, 99 Queen's Road Central, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 1 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
GB1015SUNHIGH FINANCIAL SERVICES LIMITED
聖衡金融服務有限公司		General & Long Term Business (excluding Linked Long Term Business)Ended2020-12-242022-07-29

Disciplinary / public actions 1

actionDate
1669651200000
actionTaken
285
actionTakenEN
1. Pecuniary penalty of HK$2,400 2. Suspension of licence for 3 months and until the shortfall in CPD hours for the combined CPD assessment periods of 2019-2021 have been rectified and the pecuniary penalty has been paid [Non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021]
actionTakenTC
1. 罰款港幣$2,400 2.暫時吊銷牌照3個月及直至完成在2019-2021評估年度持續專業培訓計劃內尚欠的持續專業培訓時數及繳付罰款為止 [未能符合2019-2021評估年度持續專業培訓計劃要求]
actionTakenSC
1. 罚款港币$2,400 2.暂时吊销牌照3个月及直至完成在2019-2021评估年度持续专业培训计划内尚欠的持续专业培训时数及缴付罚款为止 [未能符合2019-2021评估年度持续专业培训计划要求]
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]