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HA Chi Ming

夏志明
JC2443Licence activeTechnical representative (broker)Long Term (incl. investment-linked)
Licence no
JC2443
Type
Technical representative (broker)
Status
Licence active
Line of business
Long Term (incl. investment-linked)
Valid from
2024-08-02
Valid to
2027-08-01

Contact & address

Address (EN)
906, 9/F, KOWLOON KOWLOON BAY EXCHANGE TOWER, 33 WANG CHIU ROAD
Address (中)
906, 9/F, KOWLOON KOWLOON BAY EXCHANGE TOWER, 33 WANG CHIU ROAD

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1605Frontier Financial Advisory Services Ltd.
領譽理財服務有限公司		Long Term Business (including Linked Long Term Business)Active2024-10-01—
FB1445GLF Wealth Management Limited
金祿豐財富管理顧問有限公司		Long Term Business (including Linked Long Term Business)Ended2024-08-022024-09-03
—Manulife (International) Limited
宏利人壽保險(國際)有限公司		Long Term Business (including Linked Long Term Business)Ended2021-07-202024-06-26

Disciplinary / public actions 1

actionDate
1669651200000
actionTaken
209
actionTakenEN
Pecuniary penalty of HK$2,400 for non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021
actionTakenTC
罰款港幣$2,400 [未能符合2019-2021評估年度持續專業培訓計劃要求]
actionTakenSC
罚款港币$2,400 [未能符合2019-2021评估年度持续专业培训计划要求]
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]