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Ng Wing Lam Katy

吳穎琳
JC2297Licence activeTechnical representative (agent)General + Long Term (excl. linked)
Licence no
JC2297
Type
Technical representative (agent)
Status
Licence active
Line of business
General + Long Term (excl. linked)
Valid from
2025-01-14
Valid to
2028-01-13

Contact & address

Address (EN)
1 Queen’s Road Central, Hong Kong
Address (中)
1 Queen’s Road Central, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FA3167THE HONGKONG AND SHANGHAI BANKING CORPORATION LTD
香港上海滙豐銀行有限公司
Long Term Business (excluding Linked Long Term Business)Active2026-01-07
FA3148THE BANK OF EAST ASIA LTD
東亞銀行有限公司
Long Term Business (excluding Linked Long Term Business)Ended2023-01-102024-05-23
Manulife (International) Limited
宏利人壽保險(國際)有限公司
Long Term Business (including Linked Long Term Business)Ended2021-08-272022-11-23

Disciplinary / public actions 1

actionDate
1733414400000
actionTaken
3339
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2023-2024 assessment period.
actionTakenTC
因未能遵守2023-2024評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2023-2024评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
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