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TSE Sheung Hin

謝尚軒
JB5776Inactive / lapsedTechnical representative (broker)Long Term (incl. investment-linked)
Licence no
JB5776
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
Long Term (incl. investment-linked)
Valid from
2020-07-21
Valid to
2023-01-03

Contact & address

Address (EN)
23/F, Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong
Address (中)
23/F, Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 1 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1452OnePlatform Wealth Management Limited
環一財富管理有限公司		Long Term Business (including Linked Long Term Business)Ended2022-03-212022-07-07

Disciplinary / public actions 1

actionDate
1669651200000
actionTaken
201
actionTakenEN
Pecuniary penalty of HK$3,600 for non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021
actionTakenTC
罰款港幣$3,600 [未能符合2019-2021評估年度持續專業培訓計劃要求]
actionTakenSC
罚款港币$3,600 [未能符合2019-2021评估年度持续专业培训计划要求]
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]