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Wong Wai Fu

黃偉富
JB3186Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
JB3186
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2021-05-14
Valid to
2023-06-27

Contact & address

Address (EN)
Room 907, 9/F, Mirror Tower, 61 Mody Road, Tsim Sha Tsui East, Kowloon
Address (中)
Room 907, 9/F, Mirror Tower, 61 Mody Road, Tsim Sha Tsui East, Kowloon

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1843Max Victory Wealth Management (Hong Kong) Limited
極富財富管理(香港)有限公司		General & Long Term Business (including Linked Long Term Business)Ended2021-05-142023-06-27
FB1744China Industrial Securities International Wealth Management Limited
興證國際私人財富管理有限公司		General & Long Term Business (including Linked Long Term Business)Ended2020-05-262020-08-31

Disciplinary / public actions 1

actionDate
1684166400000
actionTaken
658
actionTakenEN
1. Pecuniary penalty of HK$7,200 2. Prohibition from applying to be licensed as a licensed insurance intermediary for a period of 3 months (at a minimum) and will remain prohibited until the shortfall in CPD hours for the CPD assessment period of 2021-2022 have been rectified and the pecuniary penalty has been paid
actionTakenTC
1. 因尚欠2021-2022評核期持續專業培訓時數而罰款港幣$7,200 2. 禁止申請持有保險中介人牌照 (最少3個月)，直至完成在2021-2022評估期持續專業培訓計劃內尚欠的持續專業培訓時數及繳付罰款為止
actionTakenSC
1. 因尚欠2021-2022评核期持续专业培训时数而罚款港币$7,200 2. 禁止申请持有保险中介人牌照 (最少3个月)，直至完成在2021-2022评估期持续专业培训计划内尚欠的持续专业培训时数及缴付罚款为止
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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