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Lam Ka Wai

林嘉威
JB2267Licence activeTechnical representative (broker)Long Term (excl. linked)
Licence no
JB2267
Type
Technical representative (broker)
Status
Licence active
Line of business
Long Term (excl. linked)
Valid from
2023-06-15
Valid to
2029-06-14

Contact & address

Address (EN)
11/F, Ashley Nine, 9-11 Ashley Road, TST, Kowloon
Address (中)
11/F, Ashley Nine, 9-11 Ashley Road, TST, Kowloon

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 4 · 2 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1737Chifu Wealth Management (Hong Kong) Limited
置富理財(香港)有限公司		Long Term Business (excluding Linked Long Term Business)Active2026-04-24—
FB1637Shining Solutions Wealth Management Limited
卓樾會財富管理有限公司		Long Term Business (excluding Linked Long Term Business)Active2025-03-26—
FB1610HCYC Wealth Management (Asia) Company Limited
宏財永利財富管理(亞洲)有限公司		Long Term Business (excluding Linked Long Term Business)Ended2023-06-152025-03-09
—Prudential Hong Kong Limited
保誠保險有限公司		Long Term Business (excluding Linked Long Term Business)Ended2020-04-282022-09-03

Disciplinary / public actions 1

actionDate
1706198400000
actionTaken
2642
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]