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TSE LEE

謝莉
JB1186Licence activeTechnical representative (agent)General + Long Term (incl. investment-linked)
Licence no
JB1186
Type
Technical representative (agent)
Status
Licence active
Line of business
General + Long Term (incl. investment-linked)
Valid from
2022-10-13
Valid to
2028-10-12

Contact & address

Address (EN)
18/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, HONG KONG
Address (中)
18/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, HONG KONG

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
GA1057HUA XIA BANK CO., LIMITED
華夏銀行股份有限公司		Long Term Business (excluding Linked Long Term Business)Active2026-04-29—
FA3000DBS BANK (HONG KONG) LIMITED
星展銀行(香港)有限公司		General & Long Term Business (including Linked Long Term Business)Ended2023-11-092026-03-11
FA3167THE HONGKONG AND SHANGHAI BANKING CORPORATION LTD
香港上海滙豐銀行有限公司		General & Long Term Business (excluding Linked Long Term Business)Ended2020-03-202022-01-19

Disciplinary / public actions 1

actionDate
1704211200000
actionTaken
2579
actionTakenEN
Fine for non-compliance with CPD requirements for 2022-2023 assessment period
actionTakenTC
因未能遵守2022 -2023評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2022 -2023评核期的持续专业培训规定而被罚款
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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