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YU Wai Shan

余慧珊
JA9734Inactive / lapsedTechnical representative (agent)Long Term (excl. linked)
Licence no
JA9734
Type
Technical representative (agent)
Status
Inactive / lapsed
Line of business
Long Term (excl. linked)
Valid from
2020-03-06
Valid to
2023-03-05

Contact & address

Address (EN)
17/F, Winner Commercial Building, 401-403 Lockhart Road, Causeway Bay, Hong Kong
Address (中)
17/F, Winner Commercial Building, 401-403 Lockhart Road, Causeway Bay, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 1 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FA2641PANOPLIA ASSET MANAGEMENT COMPANY LIMITED
盼樂資產管理有限公司
Long Term Business (excluding Linked Long Term Business)Ended2020-03-062023-03-05

Disciplinary / public actions 1

actionDate
1691164800000
actionTaken
997
actionTakenEN
Pecuniary penalty of HK$4,200 for non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021
actionTakenTC
罰款港幣$4,200 [未能符合2019-2021評估年度持續專業培訓計劃要求]
actionTakenSC
罚款港币$4,200 [未能符合2019-2021评估年度持续专业培训计划要求]
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]