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MOK Yui Man

莫銳文
JA5339Inactive / lapsedTechnical representative (broker)Long Term (excl. linked)
Licence no
JA5339
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
Long Term (excl. linked)
Valid from
2020-11-16
Valid to
2023-03-18

Contact & address

Address (EN)
Room 1405, 14/F, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Kong
Address (中)
Room 1405, 14/F, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1180First Fidelity Capital (International) Limited
First Fidelity Capital (International) Limited
Long Term Business (excluding Linked Long Term Business)Ended2020-11-162022-09-19
Manulife (International) Limited
宏利人壽保險(國際)有限公司
Long Term Business (excluding Linked Long Term Business)Ended2019-12-192020-07-02

Disciplinary / public actions 1

actionDate
1681228800000
actionTaken
568
actionTakenEN
Pecuniary penalty of HK$2,400 for non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021
actionTakenTC
罰款港幣$2,400 [未能符合2019-2021評估年度持續專業培訓計劃要求]
actionTakenSC
罚款港币$2,400 [未能符合2019-2021评估年度持续专业培训计划要求]
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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