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LO Wai In Vincy

羅煒妍
JA5220Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
JA5220
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2020-03-31
Valid to
2023-03-30

Contact & address

Address (EN)
23/F, Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong
Address (中)
23/F, Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1452OnePlatform Wealth Management Limited
環一財富管理有限公司		General & Long Term Business (including Linked Long Term Business)Ended2022-06-302023-01-13
—FWD Life Insurance Company (Bermuda) Limited
富衛人壽保險(百慕達)有限公司		Long Term Business (excluding Linked Long Term Business)Ended2019-12-192020-01-31

Disciplinary / public actions 1

actionDate
1694620800000
actionTaken
2234
actionTakenEN
1. Fine 2. Prohibition from applying to be licensed (for a minimum of 3 months) for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被 1. 罰款 2. 禁止申請牌照 (最少3個月)
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被 1. 罚款 2. 禁止申请牌照 (最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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