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Lam Hoi Lai

林愷荔
JA4323Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
JA4323
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2023-01-16
Valid to
2024-08-05

Contact & address

Address (EN)
21/F., Citiplaza Three, 14 Taikoo Wan Road, Taikoo, Hong Kong.
Address (中)
21/F., Citiplaza Three, 14 Taikoo Wan Road, Taikoo, Hong Kong.

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1771Dreams Wealth Management Group Limited
夢想財富管理集團有限公司		General & Long Term Business (including Linked Long Term Business)Ended2023-01-162024-07-23
FA2556SDMK CONSULTANCY SERVICES LIMITED
盛智顧問服務有限公司		General BusinessEnded2019-12-162022-07-01

Disciplinary / public actions 1

actionDate
1696262400000
actionTaken
2300
actionTakenEN
1.Fine 2.Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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