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CHAN Yau Kei

陳有基
IN3158Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IN3158
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2021-01-28
Valid to
2025-09-06

Contact & address

Address (EN)
Room 601, Pilkem Commercial Centre, 8 Pilkem Street, Kowloon, Hong Kong
Address (中)
Room 601, Pilkem Commercial Centre, 8 Pilkem Street, Kowloon, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
GB1062Wealth Fortune Financial Planning Company Limited
常盈理財策劃有限公司
Long Term Business (including Linked Long Term Business)Ended2022-09-082025-03-10
AXA General Insurance Hong Kong Limited
安盛保險有限公司
General BusinessEnded2020-10-15

Disciplinary / public actions 1

actionDate
1708531200000
actionTaken
2851
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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