Unofficial — NOT the Insurance Authority. Data referenced from the public Insurance Intermediaries Register for reference only — verify on the iir.ia.org.hk
IM1405Inactive / lapsedIndividual insurance agentLong Term (excl. linked)
Licence no
IM1405
Type
Individual insurance agent
Status
Inactive / lapsed
Line of business
Long Term (excl. linked)
Valid to
2022-07-25
Appointments & work history 1 · 0 active
Principal
Appointing firm
Line of business
Status
Appointed
Ceased
—
AXA China Region Insurance Company Limited 安盛金融有限公司
Long Term Business (excluding Linked Long Term Business)
Ended
2020-06-11
2022-01-26
Disciplinary / public actions 1
actionDate
1669651200000
actionTaken
324
actionTakenEN
1. Pecuniary penalty of HK$13,200
2. Prohibition from applying to be licensed until the shortfall in CPD hours for the combined CPD assessment periods of 2019-2021 have been rectified and the pecuniary penalty has been paid
[Non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021]