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LAM Ho Kwok

林浩國
IH5456Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IH5456
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2022-07-18
Valid to
2023-09-30

Contact & address

Address (EN)
Suite 1811, 18/F, Lippo Centre, Tower 2, 89 Queensway, Admiralty, Hong Kong
Address (中)
Suite 1811, 18/F, Lippo Centre, Tower 2, 89 Queensway, Admiralty, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1573Target Global Wealth Management Limited
泰達新理財有限公司
General & Long Term Business (including Linked Long Term Business)Ended2022-07-182023-08-18
AIA Company Limited
友邦保險有限公司
General & Long Term Business (including Linked Long Term Business)Ended2021-10-192022-01-01
AIA International Limited
友邦保險(國際)有限公司
General & Long Term Business (including Linked Long Term Business)Ended2021-10-19

Disciplinary / public actions 1

actionDate
1696262400000
actionTaken
2306
actionTakenEN
1.Fine 2.Prohibition from applying to be licensed (for a minimum of 3 months) for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被 1. 罰款 2. 禁止申請牌照 (最少3個月)
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被 1. 罚款 2. 禁止申请牌照 (最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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