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LIU FENG

劉丰
IH1489Inactive / lapsedTechnical representative (broker)Long Term (incl. investment-linked)
Licence no
IH1489
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
Long Term (incl. investment-linked)
Valid from
2023-03-24
Valid to
2025-01-25

Contact & address

Address (EN)
Room 801, 8 floor, Tower 1, The Gateway, Harbour City, Tsim Sha Tsui
Address (中)
Room 801, 8 floor, Tower 1, The Gateway, Harbour City, Tsim Sha Tsui

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1669HONG KONG BAIJI FINANCIAL ADVISORY COMPANY LIMITED
香港百基理財顧問咨詢有限公司
Long Term Business (including Linked Long Term Business)Ended2023-03-242024-07-29
AIA Company Limited
友邦保險有限公司
Long Term Business (including Linked Long Term Business)Ended2022-01-042023-03-09
AIA International Limited
友邦保險(國際)有限公司
Long Term Business (including Linked Long Term Business)Ended2022-01-04

Disciplinary / public actions 1

actionDate
1730822400000
actionTaken
3061
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2022-2023 assessment period
actionTakenTC
因未能遵守2022 -2023評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2022 -2023评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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