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Lau Shing On Charles

劉聖安
IG4945Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IG4945
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2024-12-08
Valid to
2025-12-07

Contact & address

Address (EN)
Units 1004-8 10/F Dah Sing Financial Centre 248 Queen's Road East Wanchai HK
Address (中)
Units 1004-8 10/F Dah Sing Financial Centre 248 Queen's Road East Wanchai HK

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1566IAM Wealth Limited
星安財富有限公司		General & Long Term Business (including Linked Long Term Business)Ended2024-12-082025-09-26
—Blue Cross (Asia-Pacific) Insurance Limited
藍十字(亞太)保險有限公司		General BusinessEnded2022-10-252024-06-17
—AIA International Limited
友邦保險(國際)有限公司		General & Long Term Business (including Linked Long Term Business)Ended2021-04-082021-11-09

Disciplinary / public actions 1

actionDate
1779120000000
actionTaken
3704
actionTakenEN
Fine for non-compliance with CPD requirements for 2024-2025 assessment period
actionTakenTC
因未能遵守2024-2025評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2024-2025評核期的持續專業培訓規定而被罰款
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