Unofficial — NOT the Insurance Authority. Data referenced from the public Insurance Intermediaries Register for reference only — verify on the iir.ia.org.hk

Insurance Intermediary Data Radar

TAM Tsz Chung

譚梓聰

IG3368Inactive / lapsedTechnical representative (broker)Long Term (incl. investment-linked)

Licence no

IG3368

Type

Technical representative (broker)

Status

Inactive / lapsed

Line of business

Long Term (incl. investment-linked)

Valid from

2020-03-23

Valid to

2023-03-22

Contact & address

Address (EN)

23/F, Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong

Address (中)

23/F, Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

Principal	Appointing firm	Line of business	Status	Appointed	Ceased
FB1360	Convoy Financial Services Ltd. 康宏理財服務有限公司	Long Term Business (including Linked Long Term Business)	Ended	2020-03-23	2022-12-23
—	BOC Group Life Assurance Company Limited 中銀集團人壽保險有限公司	Long Term Business (including Linked Long Term Business)	Ended	—	2020-02-04

Disciplinary / public actions 1

actionDate

1691164800000

actionTaken

946

actionTakenEN

1. Pecuniary penalty of HK$6,000 2. Prohibition from applying to be licensed for 3 months (at minimum) and will remain prohibited until the shortfall in CPD hours for the combined CPD assessment period 2019/21 has been rectified [Non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021]

actionTakenTC

1. 罰款港幣$6,000 2. 禁止申請牌照牌照 3 個月(至少)，並將繼續禁止直至補回在2019/21合併評核期尚欠的持續專業培訓時數為止 [未能符合2019-2021評估年度持續專業培訓計劃要求]

actionTakenSC

1. 罚款港币$6,000 2. 禁止申请牌照牌照 3 个月(至少)，并将继续禁止直至补回在2019/21合并评核期尚欠的持续专业培训时数为止 [未能符合2019-2021评估年度持续专业培训计划要求]

pressReleaseEN

Nil

pressReleaseTC

沒有

pressReleaseSC

没有

pressReleases

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