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Wu Chen

吳晨
ID4866Licence activeTechnical representative (broker)Long Term (excl. linked)
Licence no
ID4866
Type
Technical representative (broker)
Status
Licence active
Line of business
Long Term (excl. linked)
Valid from
2023-12-10
Valid to
2026-12-09

Contact & address

Address (EN)
26/F, CITIC TOWER, 1 TIM MEI AVENUE, CENTRAL, HONG KONG
Address (中)
26/F, CITIC TOWER, 1 TIM MEI AVENUE, CENTRAL, HONG KONG

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
GB1050CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司		Long Term Business (excluding Linked Long Term Business)Active2023-12-10—
FA2374CHINA MERCHANTS BANK CO., LTD
招商銀行股份有限公司		Long Term Business (excluding Linked Long Term Business)Ended2021-03-082021-09-01
FA2374CHINA MERCHANTS BANK CO., LTD
招商銀行股份有限公司		Long Term Business (excluding Linked Long Term Business)Ended—2021-03-08

Disciplinary / public actions 1

actionDate
1728835200000
actionTaken
2961
actionTakenEN
Fine for non-compliance with CPD requirements for 2023-2024 assessment period
actionTakenTC
因未能遵守2023-2024評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2023-2024評核期的持續專業培訓規定而被罰款
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