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Chan Hoi Yan

陳凱茵
ID3463Licence activeTechnical representative (agent)General + Long Term (excl. linked)
Licence no
ID3463
Type
Technical representative (agent)
Status
Licence active
Line of business
General + Long Term (excl. linked)
Valid from
2024-05-24
Valid to
2027-05-23

Contact & address

Address (EN)
26/F, Dah Sing Financial Centre, No. 248 Queen’s Road East, Wan Chai, Hong Kong
Address (中)
26/F, Dah Sing Financial Centre, No. 248 Queen’s Road East, Wan Chai, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FA3022DAH SING BANK, LIMITED
大新銀行有限公司		General & Long Term Business (excluding Linked Long Term Business)Active2024-05-24—
FA1239STANDARD CHARTERED BANK (HONG KONG) LIMITED
渣打銀行(香港)有限公司		General & Long Term Business (including Linked Long Term Business)Ended2022-03-142023-04-17
FA3167THE HONGKONG AND SHANGHAI BANKING CORPORATION LTD
香港上海滙豐銀行有限公司		General & Long Term Business (excluding Linked Long Term Business)Ended—2021-11-09

Disciplinary / public actions 1

actionDate
1712764800000
actionTaken
3182
actionTakenEN
1. Fine 2. Prohibition from applying to be licensed (for a minimum of 3 months) for non-compliance with CPD requirements for 2022-2023 assessment period
actionTakenTC
因未能遵守2022 -2023評核期的持續專業培訓規定而被 1. 罰款 2. 禁止申請牌照 (最少3個月)
actionTakenSC
因未能遵守2022 -2023评核期的持续专业培训规定而被 1. 罚款 2. 禁止申请牌照 (最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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