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劉炫
IC5589Inactive / lapsedTechnical representative (agent)General + Long Term (excl. linked)
Licence no
IC5589
Type
Technical representative (agent)
Status
Inactive / lapsed
Line of business
General + Long Term (excl. linked)
Valid from
2022-09-20
Valid to
2026-01-26

Contact & address

Address (EN)
ROOM 2106-10, 21/F AND ROOM 2801, 28/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Address (中)
ROOM 2106-10, 21/F AND ROOM 2801, 28/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FA1758CTBC BANK CO LTD
中國信託商業銀行股份有限公司		Long Term Business (excluding Linked Long Term Business)Ended2022-09-202025-07-29
FA1758CTBC BANK CO LTD
中國信託商業銀行股份有限公司		Long Term Business (excluding Linked Long Term Business)Ended2021-10-012022-09-20

Disciplinary / public actions 1

actionDate
1691164800000
actionTaken
1002
actionTakenEN
Pecuniary penalty of HK$6,000 for non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021
actionTakenTC
罰款港幣$6,000 [未能符合2019-2021評估年度持續專業培訓計劃要求]
actionTakenSC
罚款港币$6,000 [未能符合2019-2021评估年度持续专业培训计划要求]
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]