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Lam Hin Yu

林軒羽
IB1485Inactive / lapsedTechnical representative (broker)Long Term (incl. investment-linked)
Licence no
IB1485
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
Long Term (incl. investment-linked)
Valid from
2023-06-07
Valid to
2024-11-30

Contact & address

Address (EN)
Unit 2101, 21/F., Officer Tower, Convention Plaza, 1 Harbour Road, Wan Chai, Hong Kong
Address (中)
Unit 2101, 21/F., Officer Tower, Convention Plaza, 1 Harbour Road, Wan Chai, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1456Harris Fraser (Hong Kong) Limited
晉裕理財有限公司		Long Term Business (including Linked Long Term Business)Ended2023-06-072024-06-03
FB1413Grandtag Financial Consultancy & Insurance Brokers Limited
廣達理財保險顧問有限公司		Long Term Business (including Linked Long Term Business)Ended2021-10-192022-11-11
FB1413Grandtag Financial Consultancy & Insurance Brokers Limited
廣達理財保險顧問有限公司		Long Term Business (including Linked Long Term Business)Ended—2021-10-19

Disciplinary / public actions 1

actionDate
1694188800000
actionTaken
1982
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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