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Leung Siu Man

梁兆文
IB1296Inactive / lapsedTechnical representative (broker)Long Term (incl. investment-linked)
Licence no
IB1296
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
Long Term (incl. investment-linked)
Valid from
2021-03-31
Valid to
2025-08-14

Contact & address

Address (EN)
Rm 2006, 20/F, Tower 1, Gateway, TST, Hong Kong
Address (中)
Rm 2006, 20/F, Tower 1, Gateway, TST, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1770WRISE Financial Services Limited
昇世理財服務有限公司		Long Term Business (including Linked Long Term Business)Ended2024-08-052025-08-08
FB1360Convoy Financial Services Ltd.
康宏理財服務有限公司		Long Term Business (including Linked Long Term Business)Ended—2021-03-31

Disciplinary / public actions 1

actionDate
1693238400000
actionTaken
1214
actionTakenEN
Fine for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被罚款
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]