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Lam Wai Ching Frieda

林慧貞
IA9835Licence active SuspendedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA9835
Type
Technical representative (broker)
Status
Licence active
Line of business
General + Long Term (incl. investment-linked)
Valid from
2022-09-07
Valid to
2028-09-06

Contact & address

Address (EN)
Room 804, 8/F, Ocean Centre, 5 Canton Road, Tsim Sha Tsui, Kowloon.
Address (中)
Room 804, 8/F, Ocean Centre, 5 Canton Road, Tsim Sha Tsui, Kowloon.

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 1 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1723Ampire Wealth Management Limited
安鉑財富管理有限公司
General & Long Term Business (including Linked Long Term Business)Active2022-09-07

Disciplinary / public actions 1

actionDate
1782316800000
actionTaken
3718
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2024-2025 assessment period.
actionTakenTC
因未能遵守2024-2025評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2024-2025评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
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