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Au Shuk Yee

區淑儀
IA9785Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA9785
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2021-02-18
Valid to
2024-02-17

Contact & address

Address (EN)
Room 402, Yu Sung Boon Bldg, 107-111 Des Voeux Road C, Central, Hong Kong.
Address (中)
Room 402, Yu Sung Boon Bldg, 107-111 Des Voeux Road C, Central, Hong Kong.

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1457Premier Financial Management Ltd.
卓見理財顧問有限公司		General & Long Term Business (including Linked Long Term Business)Ended2021-02-182023-12-08
FB1457Premier Financial Management Ltd.
卓見理財顧問有限公司		General & Long Term Business (including Linked Long Term Business)Ended—2021-02-18

Disciplinary / public actions 1

actionDate
1694188800000
actionTaken
1868
actionTakenEN
Fine for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被罚款
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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