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Chen Xiangyi

陳相宜
IA9731Inactive / lapsedTechnical representative (broker)Long Term (incl. investment-linked)
Licence no
IA9731
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
Long Term (incl. investment-linked)
Valid from
2022-07-18
Valid to
2025-07-17

Contact & address

Address (EN)
尖沙咀广东道33号中港城1座19楼1907
Address (中)
尖沙咀广东道33号中港城1座19楼1907

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1799Winroad Asia Limited
運通亞洲有限公司		Long Term Business (including Linked Long Term Business)Ended2022-07-182025-05-14
FB1799Winroad Asia Limited
運通亞洲有限公司		Long Term Business (including Linked Long Term Business)Ended—2022-07-18

Disciplinary / public actions 1

actionDate
1693238400000
actionTaken
1518
actionTakenEN
1.Fine 2.Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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