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Lee Man Kin

李文健
IA9660Licence activeTechnical representative (broker)General + Long Term (excl. linked)
Licence no
IA9660
Type
Technical representative (broker)
Status
Licence active
Line of business
General + Long Term (excl. linked)
Valid from
2022-07-28
Valid to
2028-07-27

Contact & address

Address (EN)
Flat 2002, 20/F, Causeway Bay Plaza 1, 489 Hennessy Road, Causeway Bay, Hong Kong
Address (中)
Flat 2002, 20/F, Causeway Bay Plaza 1, 489 Hennessy Road, Causeway Bay, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 1 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1552Excellink Financial Services Limited
聯駿理財有限公司		General & Long Term Business (excluding Linked Long Term Business)Active2022-07-28—

Disciplinary / public actions 1

actionDate
1706371200000
actionTaken
2721
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2022-2023 assessment period
actionTakenTC
因未能遵守2022 -2023評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2022 -2023评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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