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Wong Howe Yen Joanna

黃巧姸
IA8974Licence activeTechnical representative (agent)General + Long Term (incl. investment-linked)
Licence no
IA8974
Type
Technical representative (agent)
Status
Licence active
Line of business
General + Long Term (incl. investment-linked)
Valid from
2024-12-17
Valid to
2027-12-16

Contact & address

Address (EN)
1 Queen's Road Central, Hong Kong
Address (中)
1 Queen's Road Central, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FA3167THE HONGKONG AND SHANGHAI BANKING CORPORATION LTD
香港上海滙豐銀行有限公司
General & Long Term Business (including Linked Long Term Business)Active2024-12-17
FB1759COMMONWEALTH BROKER LIMITED
聯富經紀有限公司
Long Term Business (including Linked Long Term Business)Ended2021-05-182024-09-23
FB1759COMMONWEALTH BROKER LIMITED
聯富經紀有限公司
Long Term Business (including Linked Long Term Business)Ended2021-05-18

Disciplinary / public actions 1

actionDate
1704297600000
actionTaken
2548
actionTakenEN
Fine for non-compliance with CPD requirements for 2022-2023 assessment period
actionTakenTC
因未能遵守2022 -2023評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2022 -2023评核期的持续专业培训规定而被罚款
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]