IA8739 · Lee Chi Ho

Contact & address

Address (EN)

23/F, Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong

Address (中)

23/F, Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

Principal	Appointing firm	Line of business	Status	Appointed	Ceased
FB1452	OnePlatform Wealth Management Limited 環一財富管理有限公司	Long Term Business (including Linked Long Term Business)	Ended	2022-02-09	2024-05-17
FB1360	Convoy Financial Services Ltd. 康宏理財服務有限公司	Long Term Business (including Linked Long Term Business)	Ended	—	2021-09-28

Disciplinary / public actions 2

actionDate

1691164800000

actionTaken

1058

actionTakenEN

1. Pecuniary penalty of HK$1,200 2. Suspension of licence for 3 months (at a minimum) and until the shortfall in CPD hours for the combined CPD assessment periods of 2019-2021 have been rectified and the pecuniary penalty has been paid [Non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021]

actionTakenTC

1. 罰款港幣$1,200 2.暫時吊銷牌照(至少)3個月及直至完成在2019-2021評估年度持續專業培訓計劃內尚欠的持續專業培訓時數及繳付罰款為止 [未能符合2019-2021評估年度持續專業培訓計劃要求]

actionTakenSC

1. 罚款港币$1,200 2. 暂时吊销牌照(至少)3个月及直至完成在2019-2021评估年度持续专业培训计划内尚欠的持续专业培训时数及缴付罚款为止 [未能符合2019-2021评估年度持续专业培训计划要求]

pressReleaseEN

Nil

pressReleaseTC

沒有

pressReleaseSC

没有

pressReleases

[]

actionDate

1693238400000

actionTaken

1517