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Law Pui Shan Polly

羅珮珊
IA8645Licence activeTechnical representative (broker)Long Term (excl. linked)
Licence no
IA8645
Type
Technical representative (broker)
Status
Licence active
Line of business
Long Term (excl. linked)
Valid from
2021-07-20
Valid to
2027-07-19

Contact & address

Address (EN)
Room 804, Ocean Centre, 5 Canton Road, Tsim Sha Tsui, Kowloon
Address (中)
Room 804, Ocean Centre, 5 Canton Road, Tsim Sha Tsui, Kowloon

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 1 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1723Ampire Wealth Management Limited
安鉑財富管理有限公司		Long Term Business (excluding Linked Long Term Business)Active2021-07-20—

Disciplinary / public actions 1

actionDate
1694188800000
actionTaken
1978
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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