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Chan Yan Kin

陳恩健
IA8514Licence activeTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA8514
Type
Technical representative (broker)
Status
Licence active
Line of business
General + Long Term (incl. investment-linked)
Valid from
2021-05-31
Valid to
2027-05-30

Contact & address

Address (EN)
Unit 01, 23A/F, Tower 2, The Gateway, Tsim Sha Tsui, Kowloon, Hong Kong
Address (中)
Unit 01, 23A/F, Tower 2, The Gateway, Tsim Sha Tsui, Kowloon, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1593Finexis Advisory (HK) Limited
滙信顧問(香港)有限公司		General & Long Term Business (including Linked Long Term Business)Active2025-07-30—
FB1174Jumbolife Limited
Jumbolife Limited		General & Long Term Business (including Linked Long Term Business)Ended2021-09-012025-06-18

Disciplinary / public actions 1

actionDate
1686067200000
actionTaken
824
actionTakenEN
1. Pecuniary penalty of HK$1,200 2. Suspension of licence for 3 months (at a minimum) and until the shortfall in CPD hours for the combined CPD assessment periods of 2019-2021 have been rectified and the pecuniary penalty has been paid [Non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021]
actionTakenTC
1. 罰款港幣$1,200 2.暫時吊銷牌照(至少)3個月及直至完成在2019-2021評估年度持續專業培訓計劃內尚欠的持續專業培訓時數及繳付罰款為止 [未能符合2019-2021評估年度持續專業培訓計劃要求]
actionTakenSC
1. 罚款港币$1,200 2. 暂时吊销牌照(至少)3个月及直至完成在2019-2021评估年度持续专业培训计划内尚欠的持续专业培训时数及缴付罚款为止 [未能符合2019-2021评估年度持续专业培训计划要求]
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]