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Tse Ka Yan

謝嘉欣
IA8460Licence activeTechnical representative (agent)Long Term (incl. investment-linked)
Licence no
IA8460
Type
Technical representative (agent)
Status
Licence active
Line of business
Long Term (incl. investment-linked)
Valid from
2026-05-20
Valid to
2029-05-19

Contact & address

Address (EN)
1 Queen's Road Central, Hong Kong
Address (中)
1 Queen's Road Central, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FA3167THE HONGKONG AND SHANGHAI BANKING CORPORATION LTD
香港上海滙豐銀行有限公司		Long Term Business (including Linked Long Term Business)Active2026-05-20—
FB1452OnePlatform Wealth Management Limited
環一財富管理有限公司		Long Term Business (including Linked Long Term Business)Ended2023-12-292026-02-25
FB1360Convoy Financial Services Ltd.
康宏理財服務有限公司		Long Term Business (including Linked Long Term Business)Ended—2021-09-16

Disciplinary / public actions 1

actionDate
1694620800000
actionTaken
2210
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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