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Lam Sau Ying Maggie

林秀英
IA8298Inactive / lapsedTechnical representative (broker)General + Long Term (excl. linked)
Licence no
IA8298
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (excl. linked)
Valid from
2022-09-01
Valid to
2024-02-20

Contact & address

Address (EN)
Suite 3902-03, 39/F, Tower 6, Gateway, Tsim Sha Tsui, Kowloon, Hong Kong
Address (中)
Suite 3902-03, 39/F, Tower 6, Gateway, Tsim Sha Tsui, Kowloon, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1725Equator Asset Protection Limited
赤道資產保障有限公司
General & Long Term Business (excluding Linked Long Term Business)Ended2022-09-012023-08-24
FB1725Equator Asset Protection Limited
赤道資產保障有限公司
General & Long Term Business (excluding Linked Long Term Business)Ended2021-09-272022-09-01

Disciplinary / public actions 1

actionDate
1693238400000
actionTaken
1590
actionTakenEN
1.Fine 2.Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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