Unofficial — NOT the Insurance Authority. Data referenced from the public Insurance Intermediaries Register for reference only — verify on the iir.ia.org.hk

Insurance Intermediary Data Radar

Mok Wan Chi

莫韻芝

IA8242Licence activeTechnical representative (broker)Long Term (incl. investment-linked)

Licence no

IA8242

Type

Technical representative (broker)

Status

Licence active

Line of business

Long Term (incl. investment-linked)

Valid from

2022-08-22

Valid to

2028-08-21

Contact & address

Address (EN)

32/F The Center 99 queens road central HK

Address (中)

32/F The Center 99 queens road central HK

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

Principal	Appointing firm	Line of business	Status	Appointed	Ceased
FB1753	Raffles Capital Holdings Limited 萬方資本集團有限公司	Long Term Business (including Linked Long Term Business)	Ended	2022-08-22	2026-01-22
FB1753	Raffles Capital Holdings Limited 萬方資本集團有限公司	Long Term Business (including Linked Long Term Business)	Ended	2021-11-30	2022-08-22

Disciplinary / public actions 1

actionDate

1691164800000

actionTaken

1037

actionTakenEN

1. Pecuniary penalty of HK$10,800 2. Suspension of licence for 3 months (at a minimum) and until the shortfall in CPD hours for the combined CPD assessment periods of 2019-2021 have been rectified and the pecuniary penalty has been paid [Non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021]

actionTakenTC

1. 罰款港幣$10,800 2.暫時吊銷牌照(至少)3個月及直至完成在2019-2021評估年度持續專業培訓計劃內尚欠的持續專業培訓時數及繳付罰款為止 [未能符合2019-2021評估年度持續專業培訓計劃要求]

actionTakenSC

1. 罚款港币$10,800 2. 暂时吊销牌照(至少)3个月及直至完成在2019-2021评估年度持续专业培训计划内尚欠的持续专业培训时数及缴付罚款为止 [未能符合2019-2021评估年度持续专业培训计划要求]

pressReleaseEN

Nil

pressReleaseTC

沒有

pressReleaseSC

没有

pressReleases

[]