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MCCARTHY Michael John

IA8111Licence activeTechnical representative (broker)Long Term (incl. investment-linked)
Licence no
IA8111
Type
Technical representative (broker)
Status
Licence active
Line of business
Long Term (incl. investment-linked)
Valid from
2022-08-30
Valid to
2028-08-29

Contact & address

Address (EN)
Room 2106, 21/F., Port 33, 33 Tseuk Luk Street, San Po Kong, Kowloon, Hong Kong
Address (中)
Room 2106, 21/F., Port 33, 33 Tseuk Luk Street, San Po Kong, Kowloon, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 1 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1778Wealth Management Group Limited
Wealth Management Group Limited		Long Term Business (including Linked Long Term Business)Active2022-08-30—

Disciplinary / public actions 1

actionDate
1705334400000
actionTaken
2623
actionTakenEN
Fine for non-compliance with CPD requirements for 2022-2023 assessment period
actionTakenTC
因未能遵守2022 -2023評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2022 -2023评核期的持续专业培训规定而被罚款
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]