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To Yin Yee

陶燕兒
IA8035Licence activeTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA8035
Type
Technical representative (broker)
Status
Licence active
Line of business
General + Long Term (incl. investment-linked)
Valid from
2024-04-15
Valid to
2027-04-14

Contact & address

Address (EN)
9/F, COFCO Tower, 262 Gloucester Road, Causeway Bay, Hong Konhg
Address (中)
9/F, COFCO Tower, 262 Gloucester Road, Causeway Bay, Hong Konhg

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 1 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1564Dynasty Financial Group Limited
尊尚理財集團有限公司		General & Long Term Business (including Linked Long Term Business)Active2024-04-15—

Disciplinary / public actions 1

actionDate
1760630400000
actionTaken
3465
actionTakenEN
Fine for non-compliance with CPD requirements for 2024-2025 assessment period
actionTakenTC
因未能遵守2024-2025評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2024-2025評核期的持續專業培訓規定而被罰款
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