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Zhao Xiaolan

趙曉嵐
IA7605Licence activeTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA7605
Type
Technical representative (broker)
Status
Licence active
Line of business
General + Long Term (incl. investment-linked)
Valid from
2021-02-18
Valid to
2027-02-17

Contact & address

Address (EN)
25/F, Infinitus Plaza, 199 Des Voeux Road Central, Hong Kong
Address (中)
25/F, Infinitus Plaza, 199 Des Voeux Road Central, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 1 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1744China Industrial Securities International Wealth Management Limited
興證國際私人財富管理有限公司		General & Long Term Business (including Linked Long Term Business)Active2024-04-11—

Disciplinary / public actions 1

actionDate
1705507200000
actionTaken
2655
actionTakenEN
Fine for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被罚款
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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