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Chow Wai Shing

周煒成
IA7381Licence activeTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA7381
Type
Technical representative (broker)
Status
Licence active
Line of business
General + Long Term (incl. investment-linked)
Valid from
2025-11-17
Valid to
2028-11-16

Contact & address

Address (EN)
Room 4402 Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong
Address (中)
Room 4402 Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1770WRISE Financial Services Limited
昇世理財服務有限公司		General & Long Term Business (including Linked Long Term Business)Active2025-11-17—
FB1452OnePlatform Wealth Management Limited
環一財富管理有限公司		General & Long Term Business (including Linked Long Term Business)Ended2021-12-232024-07-17
FB1360Convoy Financial Services Ltd.
康宏理財服務有限公司		General & Long Term Business (including Linked Long Term Business)Ended—2021-03-15

Disciplinary / public actions 1

actionDate
1760889600000
actionTaken
3446
actionTakenEN
Fine for non-compliance with CPD requirements for 2023-2024 assessment period
actionTakenTC
因未能遵守2023-2024評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2023-2024評核期的持續專業培訓規定而被罰款
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